The Financial Chase Investment Advisors Disclosures Page
Floyd Financial Services LLC aka The Financial Chase (" Chase Floyd") is a registered investment advisor ("RIA") located in the State of Texas. Floyd provides investment management and financial planning services for clients in Texas and other States. Chase Floyd, President of Floyd, is also a licensed insurance agent. Floyd will register and maintain all applicable licenses as required by the various states in which Floyd conducts business, as applicable. Floyd renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This web site is intended to provide general information about Floyd. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.
Floyd will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. The Disclosure Brochure and Supplement are updated at least annually and available upon request. You may also obtain a copy on the SEC website at http://adviserinfo.sec.gov.
If you have any questions regarding Compliance and Regulatory information, please Contact Us.
Email Disclosures Floyd often communicates with its clients and prospective clients through email and other electronic means. Your privacy and security are very important to us. Floyd makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Floyd private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.
Please note: Floyd does not accept trading or money movement instructions via email.
As a registered investment advisor, Floyd emails are subject to inspection by the Chief Compliance Officer of Floyd and the securities regulators.
If you have received an email from Floyd in error, we ask that you contact the sender and destroy the email and its contents.
If you have any questions regarding our email policies, please Contact Us.
Social Websites Floyd may utilize third-party websites that include social media websites, blogs and other interactive content. Floyd considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Floyd may retain a copy of information that Floyd or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Floyd or the securities regulators.
Information provides on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Floyd’s advisory persons after entering into an advisory agreement and provided Floyd with all requested information about your background.
If you have any questions regarding our social media policies, please Contact Us .