Work with Chase Floyd


If you are interested in exploring what I can do for you, feel free to reach me directly by using the contact Chase page,  by phone at 832-754-4157, or by email at Chase@FloydFS.com 

The first meeting is completely free of charge. No cost and No obligation. What do you have to lose?

It is important to learn about one another. I'll tell you a bit about me, and you can tell me about you. At the end of the 30-60 minute introductory meeting, we can both decide whether it makes sense to move forward and work together.

Specifically, I offer the following services to my clients:
  • Financial planning
  • Investment Management 
  • Insurance planning
  • Business planning 
  • Education planning


What should you bring? 

The more detailed information you bring, the better. I encourage my clients to provide statements for everything- no guessing and no estimates. Only then i can provide the best advice. More specifically, I ask that you bring copies of the following:
  • Most recent investment and retirement account statements 
  • Most recent bank statements 
  • Last 2 years of tax returns 
  • Latest wills and estate planning documents
  • Most recent debt statements (mortgage, car,credit card, etc.)
  • Pension statements
  • Life, disability, and long term care insurance policies
  • Business agreements (buy/sell, keyman, etc.)
  • Any other important documents 


What do I charge? 

I am a fee-based financial advisor. However, as i mentioned before, the first meeting is completely free. 

If you decide to hire me, I may be compensated in one (or more) of the following ways. My preferred method for compensation is project-based and asset under management fees, mainly because they are the most transparent.
  • Hourly fees and/ or project based fees - you pay me for my time, and I provide you with specific recommendations.
  • Asset under management fees- if you decide to have me manage your investments, then i will collect a fee to do so. 
  • Commissions- If you decide to implement an insurance strategy through me, then i will receive a commission. I will be paid by the insurance company.
  • Investment commissions- Some investments can pay commissions (annuities). The annuity company will pay me a commission. 
 
Floyd Financial Services LLC ("Floyd") is a registered investment advisor ("RIA") located in the State of Texas. Floyd provides investment management and financial planning services for clients in Texas and other States. Chase Floyd, President of Floyd, is also a licensed insurance agent.  Floyd will register and maintain all applicable licenses as required by the various states in which Floyd conducts business, as applicable. Floyd renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
 
This web site is intended to provide general information about Floyd. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.
 
Floyd will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. The Disclosure Brochure and Supplement are updated at least annually and available upon request. You may also obtain a copy on the SEC website at http://adviserinfo.sec.gov. 
Contact
(602) 380.3182
Chase@FloydFS.com

Phoenix Office 
3920 E. Indian School Rd.
Suite 8
Phoenix,AZ 85018 


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